The U.S. Securities and Exchange Commission (SEC) continues to shake up the crypto industry with its recent string of enforcement actions. There are major implications for institutional traders as the regulatory status of digital assets and...
On February 18, 2021, the U.S. Congress held the first hearing related to the GameStop trading abnormalities. During this hearing, U.S. Representative David Scott (D-GA) raised the issue of social media’s effect on capital markets trading, calling...
When the entire SEC is ordered to work from home, it’s time to talk about market surveillance infrastructure and remote access. Global Impact Event Response During these early weeks in March of 2020, uncertainty levels are escalating...
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